Financial Advisor

Senior Vice President - Investments

Address: 5800 ARMADA DRIVE, SUITE 300 , CARLSBAD , CA 92008
Phone: 760-804-3670  |  800-568-2443    Fax: 760-930-2448
Email: Compose mail in a new window

My Background

My Associate(s): Cassie Chan, Registered Client Associate

My Experience

  • 2010 - Present : Wells Fargo Advisors
  • 1999 - 2010 : Morgan Stanley Smith Barney

My Education & Credentials

  • IMCA CIMA Program- The Wharton School, University of Penn
  • B.A. Business Administration- Finance & Marketing- CSUSB

My Community Involvement

  • Boys & Girls Club of Vista
Securities Registered in the following states: AZ, CA, FL, ID, MN, MO, MT, NM, NV, NY, PA, TN
Insurance licensed in the following states: CA (Lic. # 0C82031)
SAM TAPIA: Financial Advisor: Wells Fargo Clearing Services, LLC
United States: California : CARLSBAD Branch